Conflict of Interest Policy

Guidelines and procedures for identifying, disclosing and managing conflicts of interest to maintain objectivity and ethical decision-making.

OBJECTIVITY

Identify • Disclose • Evaluate • Manage

Policy Purpose

3DMoose is committed to maintaining the highest standards of integrity and objectivity in all business decisions. This policy establishes clear guidelines for identifying, disclosing, and managing conflicts of interest that could compromise our ability to act in the best interests of the company and its stakeholders.

All employees, directors, officers, and representatives must avoid situations where personal interests could conflict with their professional duties or the company's interests.

Types of Conflicts of Interest

Financial Conflicts

Personal financial interests that could influence business decisions or create unfair advantage

Personal Relationships

Family, romantic or close personal relationships that could affect professional judgment

Outside Activities

External employment, board positions, or business interests that compete with company duties

Gifts and Benefits

Receiving or offering valuable gifts, entertainment or benefits that could influence decisions

Disclosure Process

1

Identify

Recognize potential conflicts of interest in your personal or professional activities

2

Disclose

Report the conflict immediately to your supervisor or compliance officer

3

Evaluate

Management assesses the conflict and determines appropriate management strategies

4

Manage

Implement agreed-upon measures to eliminate or mitigate the conflict

Important: Disclosure must be made immediately upon becoming aware of a potential conflict. Failure to disclose conflicts of interest may result in disciplinary action.

Common Conflict Scenarios

Financial Interests

  • • Owning shares in competing companies or suppliers
  • • Having financial interests in companies we do business with
  • • Receiving loans or financial benefits from business partners
  • • Investing in opportunities discovered through company information

Personal Relationships

  • • Supervising family members or romantic partners
  • • Making hiring decisions involving relatives
  • • Negotiating contracts with companies owned by friends or family
  • • Participating in decisions that benefit personal relationships

Outside Activities

  • • Working for competitors or suppliers during off-hours
  • • Serving on boards of competing organizations
  • • Operating personal businesses that compete with company services
  • • Using company time or resources for personal ventures

Conflict Management Strategies

Recusal

Remove yourself from decisions or discussions where you have a conflict

Abstain from voting
Leave decision meetings
Transfer responsibilities

Divestiture

Sell or dispose of conflicting financial interests or business relationships

Sell conflicting investments
Terminate business relationships
Resign from external positions

Disclosure

Transparent communication of the conflict to all relevant parties

Public disclosure
Written notifications
Regular updates

Monitoring

Ongoing oversight to ensure conflicts are properly managed

Regular reviews
Compliance audits
Performance monitoring

Annual Disclosure Requirements

Mandatory Annual Certification

All employees must complete an annual conflict of interest disclosure form that includes:

  • Financial interests and investments
  • Outside employment and board positions
  • Family relationships with business partners
  • Gifts and benefits received
  • Personal business relationships
  • Any other potential conflicts

Consequences of Non-Compliance

Disciplinary Actions

Failure to comply with this policy may result in disciplinary action, including:

  • • Written warning and mandatory training
  • • Suspension from duties pending investigation
  • • Termination of employment or business relationship
  • • Legal action to recover damages or benefits
  • • Reporting to relevant regulatory authorities

Reporting and Support

Get Help and Guidance

If you have questions about potential conflicts of interest or need guidance on disclosure requirements, contact us through these channels:

Compliance Officer
compliance@3dmoose.com
Ethics Hotline
+372 609 4167

Confidential Consultation: We encourage open discussion about potential conflicts. Early consultation helps prevent problems and demonstrates good faith compliance.

Last Updated: December 19, 2024

This conflict of interest policy has been approved by the 3DMoose Board of Directors and is binding for all employees and business partners.

3DMoose is a brand of ENSTITÜ OÜ (Registration: 14850305, VAT: EE102444771)

When in Doubt, Ask

If you're unsure whether a situation constitutes a conflict of interest, it's always better to disclose and seek guidance. We're here to help you navigate these situations while maintaining the highest ethical standards.